Are you a Regulatory Compliance Officer who can ensure the achievement of risk and regulatory compliance objectives? Can you aim to make a lasting impact in South Africa and the rest of the continent by building relationships with stakeholders at all levels to support business to full-fill their Compliance obligations? Then our client is looking for you!

Role Responsibilities:

• Oversee the design of the regulatory universe and monitoring coverage plan (RMCP)
• Oversee the Implementation of the coverage plan including scoping and interaction with business, process analysis and report-writing
• Review all formal and ad hoc reports
• Work with other assurance providers to provide combined assurance (Risk, Legal, Internal and External Audit and Actuarial where relevant)
• Oversee completed audits and ensure follow up on outstanding findings and required areas of improvement
• Prepare & Submit Quarterly Compliance Report to Group Compliance function and assist Group Compliance function to compile the Quarterly Group Compliance Report

Requirements

• Legal degree
• Relevant Finance/Business degree with a post-graduate qualification in Compliance
• Minimum 5 years’ Compliance experience in an Investments and Broker Channel environment.
• Previous managing/mentoring of other Compliance Officers would be advantageous

Location: Johannesburg North

To apply, please send your CV to, kwandile@globaletalent.co.za